Fraudulent and Other Prohibited Practices

  1. Law
  2. Maryland Code
  3. Corporations and Associations
  4. Maryland Securities Act
  5. Fraudulent and Other Prohibited Practices

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Section
11-301

Offers, sales, or purchases

Section
11-302

Advisory activities

Section
11-303

Misleading filings

Section
11-304

Unlawful representations concerning registration, notice filing, or exemption

Section
11-305

Senior investment protection.

Section
11-306

Dishonest or unethical practices by broker-dealer or agent prohibited.

Section
11-307

Reporting financial exploitation of adults.